Volume 87, No.4, May-June 2001

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DUKE’S SIGNATURE IN AMERICAN HIGHER EDUCATION

• Section One -- Private Research Universities in American Higher Education
• Section Two -- Duke's Mission, Ambition, and Responsibility
• Section Three -- Competition and Differentiation:Duke's Distinctive Signature
• Section Four -- Fundamental Threats to the Pre-eminence of Private Research Universities


Duke’s Mission, Ambition, and Responsibility

Duke University is among these top-echelon private research universities. We have substantially realized James B. Duke’s remarkable vision of transforming a progressive regional liberal arts college into a national and international university. Thanks to the vision and patient labor of generations of trustees, administrators, faculty, staff, students, and alumni, Duke has claimed “a place of real leadership in the educational world,” as he envisioned. Our trajectory has been remarkable, and our momentum is strong. But our work is never done. Honest self-examination and understanding of the competitive advantages enjoyed by even more successful institutions show us the way. Moreover, like other successful private universities, Duke must continually adapt its priorities and commitments in the face of new environmental opportunities and challenges and the changing internal dynamics of the educational ecosystem.

This is not a matter necessarily of catching some institutions or surpassing others. We do not know with certainty which institutions will be “the best” 20 or 30 years from now, or how the best will even be defined. Our overriding goal therefore is to be among the small number of institutions that define what is the best in American higher education. Certainly Duke can learn from other institutions, but we must also set our own sights and help set the standards for others. This is what leadership means.

What are the practical implications of this overarching ambition? It means first of all focusing on fundamental purposes and then setting our own standards. We are the stewards of a sacred trust rooted in our strong historic ties to the Methodist church, recognized civilly in our tax-exempt status, and reinforced by the benefactions of generations of donors who have reposed confidence in us to exercise wise stewardship over the resources they have entrusted to the university. This sacred trust and attendant resources have but one inter-related, common purpose: to foster the intellectual and ethical development of individuals and to promote the good of society. We pursue the good, as the Indenture and our mission direct, through teaching, patient care, the preservation and discovery of knowledge, and other forms of service to our community.

Being a leader in these pursuits requires an unstinting devotion to excellence. The notion of excellence and its pursuit has become something of a cliché in recent years so it is worth pausing to consider what we mean by it. Like other fundamental values, excellence eludes simple definition; nonetheless, some effort at clarification is worthwhile. Excellence is first of all a quality of what we aim to create. To paraphrase Ambrose Bierce, excellence is the quality that distinguishes the imaginary state of perfection from the mediocrity we too often see around us. Although we can’t always define or measure it precisely, thoughtful people recognize excellence in the various walks of human life, and that subjective recognition (justly deserved fame) is intrinsic to its elusive quality. Indeed, the most common way to recognize excellence is through peer review processes (juried competitions and selection committees for prestigious awards, for example). From another perspective, excellence is not a “thing” or an end-point but rather, as Aristotle was probably the first to say in his discussions of ethics, a habit (or discipline) of constantly pursuing the best. The pursuit of excellence is not a destination but the disciplined commitment to excel (to rise above others, to be eminent).

Duke’s ambition must be to excel in its chosen endeavors, to pursue the elusive goal of perfection through constant improvements, to surpass others and gain distinction. This is our responsibility if Duke is to claim and sustain a “place of real leadership” in the educational world and to serve society as James B. Duke envisioned. This striving to be the best is what gives us the prospect of being among the best.

How do we know if we are hitting the mark in doing good and pursuing excellence? We need both internal standards and external feedback. While a substantial section of the strategic plan is devoted to assessment, it is worthwhile to reflect here on the fundamentals with regard to teaching and research. Consistent with our mission, we want to have a demonstrable impact on the good of society through our teaching, research, and direct service to the community. Our social impact in teaching is greatest if Duke educates leaders, men and women who will not only succeed professionally but who will be role models in their personal conduct, their civic contributions, and their commitment to lifelong learning. It follows that we want those whom we teach to leave Duke better equipped not only with specific knowledge and skills but also with a truer ethical compass, a deeper sense of social responsibility, and a more passionate engagement in the multifaceted world around them. This is especially true of our responsibilities to (and expectations of) undergraduates, who spend four especially formative years among us, shaping their characters as well as their minds. As Duke graduates, all our students must share that sense of stewardship of our sacred trust that properly motivates trustees, administrators, and faculty.

We can only imperfectly measure our success in educating in this expansive way, but what we want to gauge is the long-term satisfaction of our alumni, both with their Duke education and with the lives they lead, and the contributions they make in their professional endeavors and the communities in which they live. Shorter term, we can (and do) learn from our currently enrolled students about their Duke experiences, what is working well and what needs improvement. While we can gauge success anecdotally, and measure it periodically through survey research, there is also an important market test, and that is the demand for our programs expressed in our applicant pool and matriculation rates. The expected value of a Duke education is embodied in the choices of the thousands of students who apply for places in our programs each year. Indeed, this is one of most critical forms of external feedback we receive.

When it comes to research and scholarship, Duke serves society by preserving and extending the body of human knowledge, enriching the diverse perspectives that can be brought to bear on the fundamental character and practical problems of human life and society, and contributing to the stock of useful products and services available to society. How do we know if Duke is succeeding in this part of our mission? Again, there are no definitive, easy measures. Just as the individual impact of a Duke education is played out over decades, the work of research and scholarship is long-term and cumulative. Some impacts are immediately evident, but the lasting impact of ideas and discoveries is something only time can tell. But we know Duke is succeeding when the work of our faculty is published in prominent places, discussed in the national media, cited in the works of other scholars, taught in their courses, and honored by professional organizations and national awards. In professional fields, we want to inform the practice of doctors, lawyers, preachers, engineers, business people, and public policy makers well beyond the ranks of our own students. In the sciences and engineering, we want to earn the support of private foundations and government agencies, produce important discoveries and translate them into successful products and processes. Though harder to quantify than student demand, these are all real market indicators of our effectiveness.

But we can also look closer to home. The most immediate impact of our scholars and researchers is on their faculty colleagues and their students. Interesting faculty attract interesting faculty, and we can size up the vitality of our faculty individually and collectively by the degree to which they serve as magnets by virtue of their ability to stimulate the creativity and contributions of others. It is not just the quality of our faculty that matters but the quality of their interactions with each other and with their students.

This latter point provides an important reminder of the centrality of community in higher education. Our job as leaders is to create the conditions that allow teaching, learning, scholarship, and research to flourish. While each of those activities can take place under a wide range of circumstances, there is no question that they flourish most effectively in a community that shares a common purpose and values, a community that fosters creativity, intellectual risk taking, spirited debate, and social engagement. Essential to achieving those common purposes is a value system that respects and takes full advantage of the intellectual and cultural diversity of our community and that accords dignity and respect to all of the varied people and roles essential to the mission of Duke. Like excellence, community is an elusive ideal. It is both a goal and a discipline, and we must keep it constantly in view.


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