Volume 87, No.4, May-June 2001

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DUKE’S SIGNATURE IN AMERICAN HIGHER EDUCATION

• Section One -- Private Research Universities in American Higher Education
• Section Two -- Duke's Mission, Ambition, and Responsibility
• Section Three -- Competition and Differentiation:Duke's Distinctive Signature
• Section Four -- Fundamental Threats to the Pre-eminence of Private Research Universities


Competition and Differentiation: Duke’s Distinctive Signature

In our consideration of the broader context in which Duke functions, it is important to discuss the dynamics of our market within American higher education. The leading private research universities have much in common, offering similar degree programs and pursing similar lines of research, yet the rivalry among them is often intense. Each institution is pursuing excellence (and the public recognition that comes with it) on it own terms, seeking to create the deepest, richest, and most diverse environment possible for teaching, learning, and research and for the preparation of new leaders for our society. The leading universities compete with each other for the human and financial capital they need to excel in their broadly overlapping missions.

Although this competition can be costly and sometimes takes on the character of an arms race, the independent pursuit of excellence by individual institutions is an important source of innovation. Because there are few if any trade secrets in higher education and many channels of information sharing, successful innovations are widely publicized and then diffused. This free flow of information and innovation is undoubtedly one of the great strengths of the American system of higher education, contributing to its ability over the last century and more to meet the challenges and seize the opportunities presented by changing environmental circumstances and new public demands. It also helps to explain the broad similarity of the leading institutions as well as relative stability of the prestige hierarchy in American higher education. If Duke develops an innovative, effective program of teaching or research, other institutions with adequate resources can seek to imitate our success. Similarly, we are always on the lookout for what is working elsewhere.

Nevertheless, because no institution has the resources to escape defining choices, and each institution evolves independently, every private research university has its own distinctive signature reflecting its unique history, specific programmatic balances, and relationship to place and space. We need to understand
what is truly distinctive about Duke’s signature and what elements of that distinctiveness we want to
preserve or sharpen over time. Having this or that program is not alone the answer because programs
can be replicated and their leadership attracted away. Our signature is determined far more by distinctive programmatic balances, relationships, and values. James Engell, professor of English and comparative
literature at Harvard University, has expressed this idea most eloquently in a discussion of the entelechy (en-TEL-echy) of higher education:

Entelechy means the striving for perfection in a series of goals taken together as a whole. The word comes from Greek enteles, or complete or full, which in turn derives from telos, or goal. An entelechy demands we envision how to fulfill the potential of the whole by coordinating and giving proper relative weight to a set of varied goals and the goods they seek to achieve. For each institution, this entails a particular inflection or emphasis.1

How do we describe the balances and inflections that form the signature of Duke? Several interrelated factors create this signature:

• We have an exceptionally strong tradition of academic freedom dating back to Trinity College; we recognize that this tradition of unfettered inquiry, free expression, and spirited debate is essential to the critical examination of the human condition and the discovery of new knowledge. Like other forms of freedom, its productive exercise requires mature judgment and respect for the rights of others.

• The distinctive combination of schools that constitute Duke and the relationships among them are unique. Each of our schools has substantial interactions with virtually all the others, and our faculty members have close colleagues and collaborators not only in their own disciplines but in many others as well. This is less true of our students but ought to be more so; the intergenerational University Scholars Program is a start.

• This sense of complementing and a habit of cooperation extends beyond our own campus to formal and informal partnerships with other universities and organizations in the Research Triangle, across the country and, increasingly, throughout the world. Duke has been and will continue to be a leader in collaboration.

• Our signature reflects a combination of place and scale and a relationship between campus and surrounding towns that is especially conducive to community. It is easier at Duke than at most other major private research universities to establish multifaceted relationships that span professional interests, family friendships, religious devotion, and recreational pursuits. In addition, we have abundant opportunities, individually and collectively, to help meet the many needs of the Durham community and to see our efforts make a tangible difference. We need to sustain and expand this sense of belonging to a community, and make it more intergenerational and inclusive; it is one of our defining assets.

• Duke is a community of deep engagement for students outside the classroom, in community service, the arts, political organizations, academic competitions, and athletics. Duke’s men’s and women’s sports attract the interest and loyalty of people in all walks of university life, and in the wider community as well. Participation in high-level athletics competition while engaging in a challenging course of study is a defining characteristic of Duke for many students; and many more of us take pride in their efforts and accomplishments and share their triumphs and disappointments. Our widely shared interest in athletics is an important source of community; the academic and athletic performance of our student athletes and their personal conduct reflects our commitment to excellence, personal growth, and high standards for all our students.


• Duke has a culture of innovation and collaboration rooted in its long tradition of academic freedom and the ease of interaction in an academic community situated in a small-town environment. Duke is especially open to innovation and supportive of entrepreneurial initiatives undertaken by our schools and members of our faculty, staff, and student body. We need to make this sense of shared ownership and empowerment even more pervasive.

• We have a tradition that fosters moral and ethical reflection, responsible leadership, and spirited debate. This tradition permeates Duke in many ways: through the central presence of the Duke Chapel, the broad influence of the Divinity School, and the fresh energy of the Freeman Center. Our innovative Institute for the Care at the End of Life spans schools, disciplines, and faiths in addressing some of the most personal human needs and profound mysteries. The innovative work of the B.N. Duke, Hart Leadership, and Kenan Ethics programs touches many members of our community. Our robust faculty governance system and the active roles played by students, through DSG and GPSC and many other avenues, provide abundant opportunities for leadership, linking faculty and students with each other, campus administrators, and trustees.

• Duke is committed to the value of diversity in all its forms as part of the celebration of human life and a fundamental foundation for effective teaching, learning, and inquiry. Though this commitment has never been perfectly realized, it has deep roots and requires constant nurturing. An especially important part of this commitment is our strong support for effective financial aid programs in each of our schools; these programs help ensure that our programs are accessible to talented students from many diverse backgrounds and that all our students benefit from participation in a diverse academic community.

Our quest for academic excellence is inextricably bound up with these signature qualities. Like any other great university, Duke depends on attracting outstanding faculty, students, and administrative
leaders. But it is how their talents and energies work together that matters, and Duke is a particularly
conducive place for working together, for interdisciplinary collaboration, for the transmission of values and experience through participation in an intergenerational community in which we learn from each other (and challenge each other to excel).


These relatively intangible qualities require careful cultivation, and that work goes on as a function of leadership at many levels, an essential backdrop to the development and execution of our academic plans. We recognize, of course, that none of these signature characteristics is fully formed or free of tensions and contradictions. Raising them to consciousness helps us understand these tensions, and the work that remains to be done to build a distinctive, inclusive community devoted to academic excellence, not for its own sake, but as part of a fabric of stewardship, citizenship, and reverence for the gifts that have been assembled here. This is the entelechy that makes Duke a special place—a place like no other—to teach, learn, discover, create, and offer care.

• continues on page four